AML Uncovered: Compliance in private markets
AML Uncovered: Compliance in private markets is a podcast for compliance professionals in private markets. Hosted by Mark Mangion, Passthrough's Head of Financial Crime, each episode features expert guests discussing rules and regulations, real-world cases, and the latest AML news.
Episodes
AML compliance in structured products and crypto markets | Pat Wood
What does financial crime compliance look like when you're simultaneously regulated by FINRA, the SEC, and Canadian securities commissions? In this episode of AML Uncovered, Mark is joined by Pat Wood, CEO of Delphx Capital Markets, as they discuss the reality of operating as a highly regulated broker-dealer, the compliance requirements for structured products across traditional and crypto markets
Building better AML partnerships | Michael Lois and Natalie Sandefur
How can fund administrators and technology providers work together to deliver seamless investor onboarding while maintaining rigorous compliance standards? In this episode of AML Uncovered, Mark is joined by Michael Lois, Managing Director of Business Development, and Natalie Sandefur, Managing Director of Investor Relations at Bridge Alternatives, as they discuss their service-first approach to f
Why the AML rule was delayed | Brett Manwaring
What does the AML rule delay really mean for investment advisers, and what should firms be doing now? In this episode of AML Uncovered, Mark is joined by Brett Manwaring, Advisory Lead at Sigma 360, as they unpack why FinCEN pushed back the compliance deadline, the real costs and governance challenges behind AML programs, how firms should be thinking about direct and indirect financial crime risk,
The hidden risk in your LP base | Tim Flannery and Justis Midura
Most firms can't confidently say they've never accepted capital from a sanctioned investor, and that's a problem given new AML regulations for investment advisors. In this episode of AML Uncovered, Mark is joined by Passthrough's Tim Flannery and Justis Midura as they break down where data points to private market firms being vulnerable given, why 'I don't know' won't cut it anymore, and how priva
The future of AML compliance | Matt Arnould
What do the new AML rules really mean for RIAs—and how can tech help? In this latest episode of AML Uncovered, we're joined by Matt Arnould, Chief Administrative and Legal Officer at Dynamo, to unpack how firms should be thinking about compliance, the role of AI in onboarding and KYC, and what's coming next for private markets.
Navigating offshore fund jurisdictions | Natalie Lazenby and James Smith
In episode 6 of AML Uncovered, we're joined by James Smith of Harneys Global and Natalie Lazenby of Harneys Fiduciary to demystify key differences between the British Virgin Islands and the Cayman Islands for fund managers. From AML compliance roles to structuring fund vehicles and manager entities, they share practical guidance on how to choose the right jurisdiction—and what emerging managers ne
How financial crimes are investigated | Steve Kircher
In Episode 5 of AML Uncovered, we sit down with Steve Kircher of the New Jersey Attorney General's Office to explore the front lines of securities fraud and financial crime enforcement. Steve shares his path from local police officer to certified fraud examiner—a pivot sparked during the COVID-19 pandemic—and how it led him to prosecuting complex financial cases at the state level. The conversatio
Europe's changing AML landscape | Jennifer Hanley-Giersch
Big changes are coming to AML compliance in Europe. In this episode of AML Uncovered, we sit down with Jennifer Hanley-Giersch, co-founder of Berlin Risk and All AML, to break down the new EU-wide AML regulations, the role of the AMLA, and what private fund managers need to do to stay compliant. We also compare the evolving regulatory landscape in Europe and the U.S. and discuss the challenges—and
FinCEN's new AML rules explained | Sadrack Belony
The AML landscape is changing, and fund managers need to act now. In this episode of AML Uncovered, Sadrack Belony, Head of Investor Services at Aztec Group, breaks down the new SEC and FinCEN AML requirements and what firms must do before the January 1, 2026 deadline. We discuss who's impacted, the challenges of retroactive KYC, the role of technology in compliance, and why waiting to act could p
AML Compliance in the Cayman Islands | Glenn Kennedy
In the second episode of AML Uncovered, host Mark Mangion sits down with Glenn Kennedy, Founder and Managing Director of Leeward Management, a leading provider of governance, compliance, and corporate services to Cayman Islands investment funds and legal entities. Together, they explore the key aspects of the Cayman AML regime, including risk assessments, sanctions screening, and the vital roles o
What is AML in private markets? | Julius Leiman-Carbia
In the debut episode of AML Uncovered: Compliance in Private Markets, host Mark Mangion, Head of Financial Crime at Passthrough, is joined by Julius Leiman-Carbia, former compliance regulator and seasoned expert. Together, they explore the significant impact of FinCEN and SEC's new anti-money laundering (AML) regulations on private markets, breaking down key requirements like customer due diligenc
INTRODUCING: AML Uncovered
Welcome to AML Uncovered: Compliance in private markets, where we explore the world of anti-money laundering in private markets and uncover what it takes to navigate the ever-changing rules and risks of financial crime prevention. Listen and subcribe on Spotify, Apple Podcasts, or wherever you tune into podcasts.
Recommended
Conspiracy Files with Paige Carter
English Vocabulary Help
Bad Friends
The Swerve Podcast: Obscure Topics | Conspiracy Theories
The Bread and Banter Podcast
The Church of What's Happening Now: The New Testament
Deadline: White House
این نقطه
TED Talks Daily
Solved Murders - True Crime Stories
紐約鳥｜New York Aperture
Doctor Zhivago Slow Read
